Photochromic Inks

ABSTRACT

Metal deco ink formulations are improved by the use of fluorescent dyes, UV-absorbing dyes and/or IR-absorbing dyes. These may be premixed with a phenol-formaldehyde resin without microencapsulation to protect the dye from other ink ingredients that have chemistries which are incompatible with that of the dye, in order to obtain photochromic ink formulation with a good shelf life.

RELATED APPLICATIONS

This application claims benefit of priority to Provisional Patent Application No. 61/552,288 filed Oct. 27, 2011, and Provisional Patent Application No. 61/694,157 filed Aug. 28, 2012.

BACKGROUND

Photochromic and thermochromic ink formulations are known in the patent literature, primarily for screen printing applications but also for security inks. By way of example, U.S. Pat. No. 5,591,255 issued to Small et al. describes thermochromic ink formulations and their methods of use. U.S. Pat. No. 5,017,225, issued to Nakanishi et al. describes microencapsulated photochromic material, together with a process for its preparation in a water-base ink composition. U.S. Pat. No. 4,927,180, issued to Trundle et al describes marking of articles with photochromic compounds. U.S. Pat. No. 5,630,869 issued to Amon et al describes reversibly photochromic printing inks. U.S. Pat. No. 7,351,362 issued to Yasuda et al. describes various photochromic materials. Photochromic ink formulations for metal decorating applications are conspicuously missing from the patent literature.

Fluorescent ink formulations are also known in the patent literature. These most often pertain to ink jet inks, but fluorescent inks are also used for security applications. Fluorescent metal decorating offset inks are conspicuously missing from the patent literature. By way of example, U.S. Pat. No. 4,150,997, issued to Hayes describes a water base fluorescent ink for ink jet printing, U.S. Pat. No. 5,256,192, issued to Liu et al. describes a solvent based fluorescent ink composition for ink jet printing. U.S. Pat. No. 7,141,105 issued to Udagawa et al. describes a water-based fluorescent ink, a recorded image using the ink, and a judging method. U.S. Pat. No. 5,445,671, issued to Herget et al. describes an offset printing ink.

Near infrared absorbing dyes have been incorporated into inks and used to enhance document security. Many of these formulations rely on detecting the near infrared fluorescence emission of dyes rather than monitoring NIR absorbance intensity. For example, U.S. Pat. No. 5,684,069, issued to Auslander describes a composition for invisible ink that is responsive to infrared light. U.S. Pat. No. 5,460,646, issued to Lazzouni et al. describes an infrared printing ink. U.S. Pat. No. 6,706,460 B1 describes stable IR dye compositions for invisible marking.

SUMMARY

The present disclosure advances the art and overcomes the problems outlined above by providing interactive photochromic inks including metal decorating ink as well as other ink types.

In one aspect, the inks may visibly change from colorless to colored upon exposure to sunlight or “black light” (i.e., UV light), and return to a colorless for state upon removal of the light source.

In one aspect, the inks may absorb IR radiation for use in security inks, invisible marking, and invisible variable data.

A metal decorative ink formulation that contains a pigment may be improved according to the instrumentalities described herein by substituting all or a portion of the pigment with a photochromic dye, such as fluorescent dyes, UV-adsorbing dyes, IR-absorbing dyes, and combinations thereof. The pigment is prepared by premixing the pigment with a phenol-formaldehyde resin, then adding a polyester resin and finally a crosslinker. This step of premixing protects the dye from other components of the ink that may have incompatible chemistries that degrade the dye. The shelf life of a composition prepared in this manner may be many weeks or months before the cross linker is added.

In one aspect, an ink composition as described herein may be used as a metal deco ink and applied to metal coils, such as are used to make beverage cans.

DETAILED DESCRIPTION

Metal deco inks are known in the art and may be purchased on commercial order from such companies as Chromatic Technologies, Inc. of Colorado Springs, Colo., as well as Tanaka Chemical Co. Ltd. of Japan, and Sun Chemical of Switzerland. Many of these inks are epoxy or polyester based, as is known in the art.

Photochromic inks may be prepared in one of two ways: (1) by blending photochromic pigment directly into a conventional ink formulation, or (2) by encapsulating photochromic pigment and milling the microcapsule into a conventional ink formulation. Where the dyes are susceptible to degradation in the epoxy or polyester formulations of metal deco inks, they may be microencapsulated to protect their functionality.

Inks developed in this way show excellent color development upon exposure to sunlight as well as direct exposure to high intensity UV light. Typical pigment concentrations range from 0.1-50% pigment by weight. Any photochromic dye, whereby color change is initiated when exposed to ultraviolet light in the range of 300-360 nm, can be incorporated into an ink formulation. Examples of applicable organic and inorganic photochromic chromophores include, but are not limited to, azobenzenes, diarylethenes, spiropyrans, spirooxazines, stilbenes, azestilbenes, nitrones, fulgides, napthopyrans, quinones, silver and zinc halides. Inks developed in this way show excellent fluorescent emission upon exposure to UV or visible light.

Fluorescent dyes include organic and inorganic dyes that are soluble in water, as well as other solvent systems. Specific examples include, without limitation, zinc or cadmium based quantum dots and nanocrystals, xanthene derivatives, cyanine derivatives, naphthalene derivatives, coumarin derivatives, oxadiazole derivatives, pyrene derivatives, oxazine derivatives, acridine derivatives, arylmethine derivatives, tetrapyrrole derivatives, as well as dyes belonging to the following trademarked families: CF dyes, BODIPY, Alexa Fluor, DyLight Fluor, Atto, FluoProbes, and MegaStokes dyes. Organic and inorganic pigments and optical brighteners capable of being dispersed in aqueous and nonaqueous systems include, but are not limited to, DayGlo, Panax, transition metal doped metal oxides and other metal complexes, Florence, and UVeda.

Near infrared (NIR) dyes are those that absorb radiation in the range of 700-2000 nm. NIR absorbing inks are prepared in one of two ways: (1) by blending a NIR absorbing dye directly into a conventional ink formulation, or (2) by encapsulating a NIR absorbing dye and blending the microcapsule into a conventional ink formulation. Inks prepared in this way show strong near infrared absorption detected using common instrumentation. Typical dye concentrations range from 0.001-10% dye by weight. NIR absorbing inks may be used for security or other applications where an “invisible” identifier is desired. NIR absorbing dyes may also be used in combination with a thermochromic or photochromic ink to destroy nearby encapsulated material via heat and create a void or dark area within an otherwise colored region upon color development. Select classes of NIR dyes applicable to the above invention include, but are not limited to, phthalocyanine, cyanine and squaraine dyes and their derivatives, as well as transition metal complexes.

Photochromic ink and coating compositions are known. However, several ink and coating chemistries do not lend themselves to the incorporation of photochromic compounds. Color changing effects fail in several ink and coating compositions due to chemistry incompatability, insolubilities, thermal degradations, etc. Herein is disclosed a general process for successfully incorporating photochromic compounds into ink and coating vehicle systems resulting in photochromic inks and coatings with commercial applications.

In general, one or more compatible solvent or vehicles (Part A) is provided in which the dye will dissolve at high concentration. Further the dye needs to be chemically stable and soluble after Part A is let down into a final ink or coating vehicle. UV stability is enhanced with the use of light stabilizers. By way of a non-limiting example, a metal decorating ink can be prepared which has the desired color changing properties once the ink is applied and baked on to aluminum coil stock, such as stock that is used in conventional processes of making beverage cans. The resin or resins which compose ‘part A’ and the ink or coating let down need to be compatible (miscible, soluble, cross-linkable, etc.) Other inks and coatings in which this process is applicable include UV offset, heat set offset inks, Novar inks, UV screens, UV flexo inks, solvent based flexo inks, epoxy coatings, UV curable coatings, and waterbased coatings. This list is non-limiting.

Useful dyes include any photochromic dyes, such as fluorescent dyes, UV-adsorbing dyes, IR-absorbing dyes, and combinations thereof. This includes, for example and without limitation, such photochromic dyes as photochromic quinines, triarylmethanes, pyrans, stilbenes, azastilbenes, nitrones, naphthopyrans, spiropyrans, spirooxazines, fulgides, diarylethenes, and azobenzene compounds. Useful resins and solvents for Part A include: benzyl alcohol, epoxys resins or other solvents or vehicles in which it has been determined that the photochromic dye can maintain its solubility whence in the final ink formulation while being chemically stable. Phenol-formaldehyde resins are preferred for use in Part A. Useful vehicles include polyester resins. Other useful additives for inks and coatings include: Tinuvins, Irganox stabilizers, HALS, and radical scavengers.

WORKING EXAMPLE Example I Photochromic Ink

A photochromic ink may be prepared from the following ingredients.

-   -   0.1-5 parts Photochromic dyes available on commercial order, for         example, from QCR Solutions Corp of Port St. Lucie, Fla.)     -   30 parts novolac resins (phenol-formaldehyde resins)     -   50 parts polyester vehicle     -   1-5 parts acid catalyst     -   10 parts cross linker     -   1-10 tridecyl alcohol     -   0.1-5.0 light stabilizers

Other rheological additives may include clay and silicas.

The photochromic dye is dissolved in a compatible resin. Methyl 9-methoxy-2,2,6-tris(4-methoxyphenyl)-2H-benzo[h]chromene-5-carboxylate is a particularly preferred photochromic dye. A particularly preferred resin is the novolac resin for Part A. Other resins in which dyes can be soluble in can include but are not limited to alpha methyl styrenes, epoxies, alkyds, maleic resins, etc., which may be used singly or as co-solvents to dissolve the dye. In the above example, to part A is added a polyester resin, the cross linker, and the acid catalyst. The resulting formulation is stirred until a homogenous ink is formed. The ink may be further modified with oils or other rheological modifiers to achieve proper tack and viscosity.

The resulting formulation is stirred until a homogenous ink is formed. The ink may be further modified with oils or other rheological modifiers to achieve proper tack and viscosity. Prints of the example above created print samples on an IGT print proofer which illustrated color activation in direct sunlight.

The foregoing description teaches by way of example and not by limitation. Those skilled in the art will appreciate that insubstantial changes may be made with respect to what is shown and described, and so the inventors hereby state their intention to rely upon the doctrine of Equivalents in protect g their full rights in the invention. 

1-24. (canceled)
 25. A photochromic ink formulation comprising: a photochromic dye which changes from colorless to colored upon exposure to light; and a vehicle; wherein said photochromic ink formulation is formulated for application to metal; and wherein said application to said metal comprises printing.
 26. The photochromic ink formulation of claim 25, wherein said photochromic ink formulation comprises metal decorating ink and wherein said printing comprises metal decorating printing.
 27. The photochromic ink formulation of claim 25, wherein said printing comprises offset printing. 28-31. (canceled)
 32. The photochromic ink formulation of claim 25, wherein said photochromic ink formulation comprises screen printing ink and said printing comprises screen printing. 33-35. (canceled)
 36. The photochromic ink formulation of claim 25, wherein said printing comprises flexographic printing. 37-39. (canceled)
 40. The photochromic ink formulation of claim 25, wherein said printing comprises rotogravure printing. 41-43. (canceled)
 44. The photochromic ink formulation of claim 25, wherein said photochromic ink formulation comprises a coating selected from the group consisting of: a solvent-based coating, a water-based coating, and a UV-curable coating.
 45. The photochromic ink formulation of claim 25, wherein said photochromic dye is encapsulated within a microcapsule.
 46. A method of applying a photochromic ink formulation to metal, said method comprising: printing said photochromic ink formulation on said metal; wherein said photochromic ink formulation comprises: a photochromic dye which changes from colorless to colored upon exposure to light; and a vehicle.
 47. The method of claim 46, wherein said printing comprises offset printing.
 48. The method of claim 46, wherein said printing comprises screen printing.
 49. The method of claim 46, wherein said printing comprises flexographic printing.
 50. The method of claim 46, wherein said printing comprises rotogravure printing.
 51. The method of claim 46, wherein said photochromic dye is encapsulated within a microcapsule.
 52. A method of applying a photochromic ink formulation, said method comprising: printing said photochromic ink formulation on a substrate; wherein said photochromic ink formulation comprises: a photochromic dye which changes from colorless to colored upon exposure to light; and a vehicle.
 53. The method of claim 52, wherein said printing comprises offset printing.
 54. The method of claim 52, wherein said printing comprises screen printing.
 55. The method of claim 52, wherein said printing comprises flexographic printing.
 56. The method of claim 52, wherein said printing comprises rotogravure printing.
 57. The method of claim 52, wherein said photochromic dye is encapsulated within a microcapsule. 